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Mar. 04 oct. 2011 - SEC : Modifications réglementaires

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Auteur: Y.B.

Date de publication: 04/10/2011

 

La Securities and Exchange Commission, l'Autorité de marché des États-Unis, a publié une liste de modifications réglementaires :

Immediate Effectiveness of Proposed Rule Changes

  • A proposed rule change filed by the Chicago Board Options Exchange, Incorporated (SR-CBOE-2011-089) to adopt two-day settlement on CBOE Stock Exchange has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65417)
     
  • A proposed rule change filed by the Chicago Stock Exchange, Incorporated to eliminate certain references to the exchange acting as the Designated Examining Authority (SR-CHX-2011-27) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65444)
     
  • A proposed rule change submitted by NASDAQ OMX BX (SR-BX-2011-067), to provide an optional functionality for a BOX Options Participant to prevent its Market Maker or proprietary broker-dealer orders entered in BOX from trading with quotes/orders originating from the same BOX Participant and were resting on the BOX Book, has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65447)
     
  • A proposed rule change (SR-C2-2011-023), filed by C2 Options Exchange, Incorporated, to amend C2 Rule 8.2 concerning the market-maker registration cost for SPXPM has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65452)
     
  • A proposed rule change filed by the Chicago Board Options Exchange, Incorporated (SR-CBOE-2011-090) to amend the inactivity fee on the CBOE Stock Exchange fees schedule has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65454)

Approval of Proposed Rule Changes

  • The Commission granted approval of a proposed rule change (SR-NYSEAmex-2011-64) amending NYSE Amex Options Rule 993NY(b)(2) to make permanent the Pilot Program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC in its capacity as a facility of affiliated exchanges and to clarify the text of NYSE Amex Options Rule 993NY(b)(1)(B) to more accurately reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65451)
     
  • The Commission granted approval of a proposed rule change (SR-NYSE-2011-45) amending NYSE Rule 17(c)(2)(B) to make permanent the Pilot Program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC in its capacity as a facility of affiliated exchanges and to clarify the text of NYSE Rule 17(c)(2)(A)(ii) to more accurately reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65453)
     
  • The Commission granted approval of a proposed rule change (SR-NYSEArca-2011-61) amending NYSE Arca Equities Rule 7.45(c)(2) to make permanent the Pilot Program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC in its capacity as a facility of affiliated exchanges and to clarify the text of NYSE Arca Equities Rule 7.45(c)(1)(B) to more accurately reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65455)
     
  • The Commission granted approval of a proposed rule change (SR-NYSEArca-2011-62) amending NYSE Arca Options Rule 6.96(b)(2) to make permanent the Pilot Program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC in its capacity as a facility of affiliated exchanges and to clarify the text of NYSE Arca Options Rule 6.96(b)(1)(B) to more accurately reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65456)
     
  • The Commission granted approval of a proposed rule change (SR-NYSEAmex-2011-63) amending NYSE Amex Equities Rule 17(c)(2)(B) to make permanent the pilot program that permits the Exchange to accept inbound orders routed by Archipelago Securities LLC in its Capacity as a facility of affiliated exchanges and to clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) to more accurately reflect the Regulatory Services Agreement between the Exchange and the Financial Industry Regulatory Authority. Publication is expected to in theFederal Register during the week of October 3. ((Rel. 34-65457)
     
  • The Commission granted approval of a proposed rule change (SR-NYSEArca-2011-54) submitted by NYSE Arca, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder relating to listing and trading of the WisdomTree Dreyfus Australia & New Zealand Debt Fund under NYSE Arca Equities Rule 8.600. Publication is expected to in the Federal Register during the week of October 3. (Rel. 34-65458)

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