La Commodity Futures Trading Commission a publié le rapport annuel de son Chief Financial Officer, Thomas J. Smith, sur les Commodity Pools.
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight has issued its annual guidance letter to registered commodity pool operators (CPOs). The letter is intended to assist CPOs and their public accountants in complying with the Commission’s regulations on the preparation and filing of commodity pool financial reports, and to provide information regarding recent rule amendments.
The highlights contained in this year’s letter include :
Recent amendments to Commission regulations pertaining to various reporting issues, including Forms PF, CPO-PQR, and CTA-PR;
Guidance for CPOs with pool funds held at MF Global, Inc.;
Annual report filing procedures and due dates;
Special considerations that apply to filings made for Master/Feeder and Fund of Funds structures; and Various accounting and regulatory resources to assist in the preparation of the financial reports.
For more information on the CPO Annual Guidance Letter 2011, please see Related Link.
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