La Commodity Futures Trading Commission a publié un communiqué de presse dans lequel elle annonce qu'elle condamne "Forex Liquidity" à 400.000 dollars d'amende pour manque de fonds propres et de suivi administratif et comptable.
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a consent order of permanent injunction requiring defendant Forex Liquidity LLC (FXLQ) of Santa Ana, Calif., to pay a $400,000 civil monetary penalty to settle CFTC charges that it was undercapitalized and failed to maintain required books and records (see CFTC News Release 5426-07, December 19, 2007).
The consent order, entered on April 19, 2012, by Judge Cormac J. Carney of the U.S. District Court for the Central District of California, also permanently prohibits FXLQ from engaging in any commodity-related activity, including trading, and from registering or seeking exemption from registration with the CFTC. The order also permanently prohibits FXLQ from further violations of the Commodity Exchange Act and CFTC regulations, as charged.
Télécharger le document