La Commodity Futures Trading Commission a publié un communiqué de presse dans lequel elle détaille son avis sur le système de contrôle du NYSE Liffe U.S..
The Commodity Futures Trading Commission (Commission) has notified NYSE Liffe U.S. (NYSE Liffe or Exchange) of the results of a rule enforcement review completed by the Commission’s Division of Market Oversight (Division). The review covered the period from November 1, 2009, through November 1, 2010 (target period).
The Division assessed NYSE Liffe’s compliance with core principles relating to its trade practice surveillance program. NYSE Liffe contracted with the National Futures Association (NFA) to perform certain regulatory services on behalf of the Exchange, including trade practice surveillance. Therefore, the review also examined NFA’s performance of its NYSE Liffe trade practice surveillance responsibilities.
Télécharger le document